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Customer Disclosures Americas

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Customer disclosures

LME Disclosure DocumentPDF(226KB)15/07/2019

HKFE and SEHK Explanatory Notices PDF(199KB)15/07/2019

Risk Disclosures re Fully Paid or Excess Margin Securities Lending TransactionsPDF(222KB)04/12/2020

Annual Customer Disclosure - Securities (2024)PDF(154KB)31/01/2024

Annual Customer Disclosure - Futures (2024)PDF(129KB)31/01/2024

Supplement to Options Disclosure Document (October 2018)PDF(432KB)31/10/2018

AML Program (2023)PDF(397KB)14/09/2023

Security Futures Risk DisclosurePDF(205KB)17/09/2018

Day Trading Risk Disclosure DocumentPDF(57KB)31/12/2010

Futures-Risk-Disclosure-DocumentPDF(66KB)29/04/2011

Characteristics and Risks of Standardized Options DocumentPDF(4MB)04/12/2020

Portfolio Margining Risk Disclosure StatementPDF(203KB)31/01/2024

NFA Investor Advisory - Futures on Virtual Currencies Including Bitcoin PDF(75KB)29/12/2017

FIA Uniform Futures & Options on Futures Risk Disclosure - Sept 2018 PDF(158KB)28/09/2018

ABN AMRO Clearing USA LLC - Privacy Notice (2023)PDF(217KB)02/01/2023

Broker Check

Check the background of this firm on FINRA's BrokerCheck .

Continuity

AAC-USA - Business Continuity and Contingency Planning (2024)PDF(121KB)31/01/2024Download

Disclaimer

ABN AMRO Clearing USA LLC - Email DisclaimerPDF(71KB)05/02/2024

AAC-USA - Independent Third Party Research Reports DisclaimerPDF(63KB)06/02/2024

AAC-USA - Disclaimer - Terms and Conditions (February 2024)PDF(126KB)01/02/2023

Privacy

ABN AMRO Clearing USA LLC - Privacy Notice (2023)PDF(217KB)02/01/2023Download

Financials

June 30 2024 Statement of Financial ConditionPDF(578KB)26/08/2024

2023 AACUSA Audited Financials (Public)PDF(1MB)21/03/2024

June 30 2023 Statement of Financial ConditionPDF(566KB)23/08/2023

2022 AACC Audited Financials (Public)PDF(3MB)23/03/2023

June 30 2022 Statement of Financial ConditionPDF(566KB)26/08/2022

2021 AACC Audited Financials (Public)PDF(2MB)24/03/2022

June 30 2021 Statement of Financial ConditionPDF(571KB)31/08/2021

2020 AACC Audited Financials (Public)PDF(3MB)25/03/2021

June 30 2020 Statement of Financial ConditionPDF(579KB)30/06/2020

2019 AACC Audited Financials (Public)PDF(585KB)31/12/2019

June 30 2019 Statement of Financial ConditionPDF(167KB)30/06/2019

2018 AACC Audited Financials (Public) PDF(1MB)31/12/2018

June 30 2018 Statement of Financial ConditionPDF(165KB)30/06/2018

2017 AACC Audited Financials (Public)PDF(945KB)04/12/2020

EMIR Seg Acct Disclosure

AACC Specific EMIR Clearing Member Dislcosure Statement July 2014PDF(164KB)31/07/2014Download

Financial Disclosures

Financial Disclosures	Description	Documents
1.55(o)(1)(ii)	Daily Segregation Statement Disclosures	Daily Segregation Statements 2025-02 FebruaryPDF(175KB)04/02/2025 Daily Segregation Statements 2025-01 JanuaryPDF(202KB)03/01/2025 Daily Segregation Statements 2024-12 DecemberPDF(203KB)03/12/2024 Daily Segregation Statements 2024-11 NovemberPDF(200KB)04/11/2024 Daily Segregation Statements 2024-10 OctoberPDF(206KB)02/10/2024 Daily Segregation Statements 2024-09 SeptemberPDF(200KB)03/09/2024 Daily Segregation Statements 2024-08 AugustPDF(203KB)02/08/2024 Daily Segregation Statements 2024-07 JulyPDF(209KB)02/07/2024 Daily Segregation Statements 2024-06 JunePDF(196KB)05/06/2024 Daily Segregation Statements 2024-05 MayPDF(161KB)03/05/2024 Daily Segregation Statements 2024-04 AprilPDF(203KB)02/04/2024 Daily Segregation Statements 2024-03 MarchPDF(199KB)04/03/2024 Daily Segregation Statements 2024-02 FebruaryPDF(200KB)02/02/2024
1.55(o)(1)(ii)	Daily Secured 30.7 Statement Disclosures	Daily Secured Statements 2025-02 FebruaryPDF(216KB)04/02/2025 Daily Secured Statements 2025-01 JanuaryPDF(275KB)03/01/2025 Daily Secured Statements 2024-12 DecemberPDF(279KB)03/12/2024 Daily Secured Statements 2024-11 NovemberPDF(269KB)04/11/2024 Daily Secured Statements 2024-10 OctoberPDF(281KB)02/10/2024 Daily Secured Statements 2024-09 SeptemberPDF(270KB)03/09/2024 Daily Secured Statements 2024-08 AugustPDF(276KB)02/08/2024 Daily Secured Statements 2024-07 JulyPDF(282KB)02/07/2024 Daily Secured Statements 2024-06 JunePDF(263KB)05/06/2024 Daily Secured Statements 2024-05 MayPDF(280KB)03/05/2024 Daily Secured Statements 2024-04 AprilPDF(167KB)02/04/2024 Daily Secured Statements 2024-03 MarchPDF(275KB)04/03/2024 Daily Secured Statements 2024-02 FebruaryPDF(275KB)02/02/2024
1.55(o)(1)(iii)	Daily Cleared Swap Customer Statement Disclosures	N/A ABN AMRO Clearing Chicago LLC does not clear swaps.
1.55(o)(1)(iv)	Month End Net Capital Summary Disclosures	Month End Net Capital Summary Disclosures Jan 2024-Dec 2024PDF(100KB)28/01/2025
1.55(o)(1)(v)	Year End Certified Financial Statement Disclosure	See above.
1.55(o)(1)(vi)	Month End Segregation Statement Disclosures	Month End Segregation Statement Disclosures Jan 2024-Dec 2024PDF(168KB)28/01/2025
1.55(o)(1)(vi)	Month End Secured 30.7 Statement Disclosures	Month End Secured Statement Disclosures Jan 2024-Dec 2024PDF(214KB)28/01/2025

Monthly Focus Reports

Public FOCUS Report 2024-12 DecemberPDF(232KB)28/01/2025

Public FOCUS Report 2024-11 NovemberPDF(232KB)26/12/2024

Public FOCUS Report 2024-10 OctoberPDF(232KB)26/11/2024

Public FOCUS Report 2024-09 SeptemberPDF(232KB)24/10/2024

Public FOCUS Report 2024-08 AugustPDF(233KB)25/09/2024

Public FOCUS Report 2024-07 JulyPDF(232KB)23/08/2024

Public FOCUS Report 2024-06 JunePDF(406KB)24/07/2024

Public FOCUS Report 2024-05 MayPDF(233KB)26/06/2024

Public FOCUS Report 2024-04 AprilPDF(232KB)23/05/2024

Public FOCUS Report 2024-03 MarchPDF(232KB)23/04/2024

Public FOCUS Report 2024-02 FebruaryPDF(232KB)25/03/2024

Public FOCUS Report 2024-01 JanuaryPDF(406KB)27/02/2024

Customer disclosures

Rule 1 55 Disclosure Document 20240802PDF(325KB)02/08/2024Download

MiFID II Direct Client Indirect Clearing Disclosure Statement

MiFID II Direct Client Indirect Clearing Disclosure Statement PDF(606KB)02/01/2017Download

MiFID II Clearing Member Indirect Clearing Disclosure Statement

MiFID II Clearing Member Indirect Clearing Disclosure StatementPDF(626KB)28/12/2017Download

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